Finde deinen Traumjob als KYC Officer - Client Due Diligence (f/m/d) bei Deutsche Börse in Frankfurt am Main

Your area of work
The Client Due Diligence (CDD) team works closely with the clients, business and group control functions to adhere compliance with the Anti Money Laundering directives and laws that are applicable to the various legal entities of the Deutsche Börse Group. As part of the first line of defense, the CDD team is responsible in defining and executing KYC procedures based on the group-wide Compliance policies to prevent money laundering and terrorist financing. The CDD team conducts the KYC (Know Your Customer) reviews at the time of onboarding a customer and periodically during the ongoing business relationship. A risk-based approach is used to mitigate the customer compliance risk effectively. As per the KYC requirements, the KYC team collects and maintains up-to-date KYC documents and information for the customer’s business relationships. The KYC team performs the customer risk assessment to evaluate and decide whether the customer fits within the Group Risk Appetite (including from an AML perspective). You will be a part of a team of KYC Officers that are responsible for the execution of KYC requirements across Trading & Clearing.

Your responsibilities

• Perform KYC activities for regular and initial KYC reviews according to applicable rules and regulations
• Collect and ensure compliance of customer documentation and information for KYC reviews and legal bucket
• Define and maintain KYC procedures and checklists based on group-wide Compliance policies
• Support and execute internal and external audits and compliance controls regarding KYC
• Perform customer risk assessment based on pre-defined risk criteria and methodology
• Liaise closely with Group Compliance for KYC and risk assessment topics
• Support inquiries regarding KYC activities from other stakeholders
• Support Onboarding & Business Excellence area in the respective business as usual activities

Your profile

• University degree in business studies or comparable qualification
• Relevant practical experience gained in Compliance or KYC function of a financial institution or similar
• Knowledge of relevant AML and KYC regulatory requirements
• Good stakeholder interaction with Business and Compliance
• Strong conceptual and methodological skills
• Good analytical and organizational skills and attention to detail
• Ability to understand business processes and eagerness to learn and work with the business tools

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